Warberg Asset Management LLC
•CIK: 1597506•Filing: Q4 2025
**Warberg Asset Management LLC** manages $831M across a portfolio of 181 positions. The fund exhibits significant concentration in broad market exposure, with its top holding being SPY at $431.7M. Notable secondary allocations include BCLYF ($30.4M) and QQQ ($27.6M), suggesting a core focus on large-cap equity indices. The remaining positions indicate tactical exposure across sectors, including financial institutions and energy.
Total AUM
$44.3M
+ $498.6M in options
QoQ Performance
-26.4%
Positions
113
+ 24 options
Top 10 Concentration
89.7%
Latest Filing
Q4 2025
Top Holdings Allocation
SPY
IVZ
SPY79.5%
IVZ5.1%
PALANTIR0.9%
ISHARES0.8%
CARVANA0.7%
VANECK0.6%
OXY/WS0.6%
NVDA0.5%
📈 Biggest Buys
+115.3%
79.5% of portfolio
—PUT
VANECK ETF TRUST
NEW
0.6% of portfolio
—PUT
CARVANA CO
+350.0%
0.7% of portfolio
NEW
0.3% of portfolio
EPR 9 PERP E
EPR PPTYS
+201.1%
0.3% of portfolio
📉 Biggest Sells
OXY/WS
OCCIDENTAL PETE CORP
-63.3%
0.6% of portfolio
-11.8%
5.1% of portfolio
-60.0%
0.1% of portfolio
—PUT
PALANTIR TECHNOLOGIES INC
-17.1%
0.9% of portfolio
EPR 5.75 PERP C
EPR PPTYS
-31.8%
0.4% of portfolio
Sector Breakdown
ETF79.5%
Other19.6%
Technology0.9%
🚪 Exited Positionssold since Q3 2025
—
CHART INDS INC
SOLD
$2.4M
—
EQUINIX INC
SOLD
$2.3M
+55 more exited positions
Changes from Q3 2025
NEW56 new positions
↑19 increased
↓28 decreased
Historical Filings
Q4 2025Q3 2025Q2 2025Q1 2025Q4 2024Q3 2024Q2 2024Q1 2024Q4 2023