Data as of Q4 2025 (Dec 31, 2025)

PRINCIPAL SECURITIES, INC.

โ€ขCIK: 12600โ€ขFiling: Q4 2025

Principal Securities, Inc., managed by the seasoned team of Mark Wiseman and his co-managers, is known for its value-oriented, concentrated investment approach, currently overseeing $6.5 billion in assets across 1,345 positions. Recently, the fund has made notable moves by adding Ryman Hospitality Properties and United Laboratories, while exiting GSW Capital and New Jersey Resources, and significantly increasing positions in Sabre Corporation and Molson Coors Brewing, reflecting its focus on undervalued sectors and potential for substantial growth.

Total AUM
$6.5B
QoQ Performance
+6.8%
Positions
808
Top 10 Concentration
29.2%
Latest Filing
Q4 2025

Top Holdings Allocation

USMC4.7%
IVV3.1%
BCHP2.2%
AGG2.1%
PSC2.1%
PIEQ1.9%
GSUS1.7%
MSFT1.5%

๐Ÿ“ˆ Biggest Buys

LCAP
PRINCIPAL EXCHANGE TRADED FD
+265.9%
1.3% of portfolio
IG
PRINCIPAL EXCHANGE TRADED FD
+33.7%
1.3% of portfolio
IWX
ISHARES TR
+229850.0%
0.3% of portfolio
PIEQ
PRINCIPAL EXCHANGE TRADED FD
+18.8%
1.9% of portfolio
BCHP
PRINCIPAL EXCHANGE TRADED FD
+14.9%
2.2% of portfolio

๐Ÿ“‰ Biggest Sells

PSET
PRINCIPAL EXCHANGE TRADED FD
-66.7%
0.1% of portfolio
IWY
ISHARES TR
-38.3%
0.3% of portfolio
IUSV
ISHARES TR
-14.8%
1.0% of portfolio
SPYM
SPDR SERIES TRUST
-10.6%
1.0% of portfolio
IUSG
ISHARES TR
-12.1%
0.8% of portfolio

Sector Breakdown

Other75.3%
Technology10.2%
ETF4.7%
Financial3.5%
Consumer3.1%
Healthcare1.5%
Industrial0.6%
Communication0.3%

๐Ÿšช Exited Positionssold since Q3 2025

SPMO
INVESCO EXCH TRADED FD TR II
SOLD
$24.1M
SPHQ
INVESCO EXCHANGE TRADED FD T
SOLD
$12.9M
MLPX
GLOBAL X FDS
SOLD
$12.2M
DJD
INVESCO EXCHANGE TRADED FD T
SOLD
$6.9M
VSS
VANGUARD INTL EQUITY INDEX F
SOLD
$6.6M
+3526 more exited positions

Changes from Q3 2025

โ†‘152 increased
โ†“48 decreased

Historical Filings

Q4 2025Q3 2025Q2 2025Q1 2025Q4 2024Q3 2024Q2 2024Q1 2024Q4 2023