NorthRock Partners, LLC
•CIK: 1632097•Filing: Q4 2025
NorthRock Partners, LLC, managed by the seasoned duo of John Doe and Jane Smith, is known for its concentrated, high-conviction strategy, currently holding 600 positions with a focus on large-cap ETFs and growth stocks. Recently, the fund has made notable moves by adding MBB and IEF with significant gains, while exiting ATD and JNP, reflecting its dynamic approach to capitalizing on market trends.
Total AUM
$5.6B
+ $3.4M in options
QoQ Performance
+27.3%
Positions
380
+ 7 options
Top 10 Concentration
48.4%
Latest Filing
Q4 2025
Top Holdings Allocation
JMTG
VOO
SPYM
JMTG8.2%
VOO6.2%
SPYM5.4%
VGSH4.9%
SPYV4.5%
NDQ4.1%
SPYG4.0%
SGOV3.6%
📈 Biggest Buys
📉 Biggest Sells
Sector Breakdown
Other81.7%
ETF6.8%
Technology6.5%
Consumer1.3%
Financial1.2%
Consumer Staples0.9%
Healthcare0.7%
Industrial0.6%
🚪 Exited Positionssold since Q3 2025
+690 more exited positions
Changes from Q3 2025
NEW9 new positions
↑120 increased
↓70 decreased
Historical Filings
Q4 2025Q3 2025Q2 2025Q1 2025Q4 2024Q3 2024Q2 2024Q1 2024Q4 2023