Caldwell Investment Management Ltd.
•CIK: 1904373•Filing: Q4 2025
**Caldwell Investment Management Ltd.** manages $163M across a focused portfolio of 29 positions. The fund exhibits significant concentration in market infrastructure and financial services, with top holdings including MIAX at $33.7M and CBOE at $30.0M. Further substantial allocations are noted in KKR ($25.7M) and ICE ($16.3M). This structure suggests a tactical, high-conviction approach targeting key market enablers.
Total AUM
$162.6M
QoQ Performance
+6.8%
Positions
29
Top 10 Concentration
83.0%
Latest Filing
Q4 2025
Top Holdings Allocation
MIAX
CBOE
KKR
ICE
MIAX20.7%
CBOE18.5%
KKR15.8%
ICE10.0%
AEM5.0%
EFX4.0%
JPM2.5%
MFC2.4%
📈 Biggest Buys
📉 Biggest Sells
Sector Breakdown
Other93.8%
Financial3.0%
Technology1.8%
Consumer1.3%
🚪 Exited Positionssold since Q3 2025
—
BANK OF AMERICA INC
SOLD
$18.3M
+1 more exited positions
Changes from Q3 2025
NEW9 new positions
↑3 increased
↓4 decreased
Historical Filings
Q4 2025Q3 2025Q2 2025Q1 2025Q4 2024Q3 2024Q2 2024Q1 2024Q4 2023