Sigma Planning Corp
•CIK: 1449126•Filing: Q4 2025
Sigma Planning Corp, with $3.6B in AUM, is known for its concentrated tech-heavy portfolio, led by top holdings in IVV, AAPL, and NVDA. Recently, the fund has made notable shifts by adding AEM and PLTM significantly, while cutting positions in F and FDEC drastically, reflecting a strategic pivot towards energy and emerging markets.
Total AUM
$3.6B
+ $390.8K in options
QoQ Performance
+3.0%
Positions
723
+ 4 options
Top 10 Concentration
35.3%
Latest Filing
Q4 2025
Top Holdings Allocation
IVV
IVV5.6%
AAPL4.7%
NVDA3.4%
AMZN2.2%
NDQ2.1%
MSFT1.8%
SPY1.7%
IVW1.5%
📈 Biggest Buys
📉 Biggest Sells
Sector Breakdown
Other53.0%
Technology19.9%
ETF11.8%
Consumer5.9%
Financial3.5%
Healthcare2.7%
Industrial1.3%
Utilities0.5%
🚪 Exited Positionssold since Q3 2025
+1080 more exited positions
Changes from Q3 2025
NEW2 new positions
↑138 increased
↓60 decreased
Historical Filings
Q4 2025Q3 2025Q2 2025Q1 2025Q4 2024Q3 2024Q2 2024Q1 2024Q4 2023